MIMO designs for filter bank multicarrier and multiantenna systems based on OQAM

From the perspective of increasingly data rate requirements in mobile communications, it is deemed necessary to do further research so that the future goals can be reached. To that end, the radio-based communications are resorting to multicarrier modulations and spatial diversity. Until today, the orthogonal frequency division multiplexing (OFDM) modulation is regarded as the dominant technology. On one hand, the OFDM modulation is able to accommodate multiantenna configurations in a very straightforward manner. On the other hand, the poor stopband attenuation exhibited by the OFDM modulation, highlights that a definitely tight synchronization is required. In addition, the cyclic prefix (CP) has to be sufficiently long to avoid inter-block interference, which may substantially reduce the spectral efficiency. In order to overcome the OFDM drawbacks, the filter bank multicarrier modulation based on OQAM (FBMC/OQAM) is introduced. This modulation does not need any CP and benefits from pulse shaping techniques. This aspect becomes crucial in cognitive radio networks and communication systems where nodes are unlikely to be synchronized. In principle, the poor frequency confinement exhibited by OFDM should tip the balance towards FBMC/OQAM. However, the perfect reconstruction property of FBMC/OQAM systems does not hold in presence of multipath fading. This means that the FBMC/OQAM modulation is affected by inter-symbol and inter-carrier interference, unless the channel is equalized to some extent. This observation highlights that the FBMC/OQAM extension to MIMO architectures becomes a big challenge due to the need to cope with both modulation- and multiantenna-induced interference. The goal of this thesis is to study how the FBMC/OQAM modulation scheme can benefit from the degrees of freedom provided by the spatial dimension. In this regard, the first attempt to put the research on track is based on designing signal processing techniques at reception. In this case the emphasis is on single-input-multiple-output (SIMO) architectures. Next, the possibility of pre-equalizing the channel at transmission is investigated. It is considered that multiple antennas are placed at the transmit side giving rise to a multiple-input-single-output (MISO) configuration. In this scenario, the research is not only focused on counteracting the channel but also on distributing the power among subcarriers. Finally, the joint transmitter and receiver design in multiple-input-multiple-output (MIMO) communication systems is covered. From the theory developed in this thesis, it is possible to conclude that the techniques originally devised in the OFDM context can be easily adapted to FBMC/OQAM systems if the channel frequency response is flat within the subchannels. However, metrics such as the peak to average power ratio or the sensitivity to the carrier frequency offset constraint the number of subcarriers, so that the frequency selectivity may be appreciable at the subcarrier level. Then, the flat fading assumption is not satisfied and the specificities of FBMC/OQAM systems have to be considered. In this situation, the proposed techniques allow FBMC/OQAM to remain competitive with OFDM. In addition, for some multiantenna configurations and propagation conditions FBMC/OQAM turns out to be the best choice. The simulation-based results together with the theoretical analysis conducted in this thesis contribute to make progress towards the application of FBMC/OQAM to MIMO channels. The signal processing techniques that are described in this dissertation allow designers to exploit the potentials of FBMC/OQAM and MIMO to improve the link reliability as well as the spectral efficiency

FBMC-based random access signal design and detection for LEO base stations

The integration of non-terrestrial networks into the 5G ecosystem is mainly driven by the possibility of provisioning service in remote areas. In this context, the advent of flying base stations at the low Earth orbit (LEO) will enable anywhere and anytime connectivity. To materialize this vision, it is of utmost importance to improve radio protocols with the aim of allowing direct satellite access. Bearing this aspect in mind, we present a new random access signal, which is based on the filter bank multicarrier (FBMC) waveform, and a computationally efficient detection scheme. The proposed solution outperforms the standardized access scheme based on single-carrier frequency division multiplexing (SC-FDM), by reducing out-of-band (OOB) emissions and reducing the missed detection probability in presence of very high carrier frequency offset (CFO), which is inherent to LEO satellite systems. The improvement is related to the fine frequency resolution of the detector and the use of pulse shaping techniques. Interestingly, the FBMC-based random access signal achieves a high level of commonality with 5G new radio, as the preamble generation method and the time-frequency allocation pattern can be kept unchanged. Concerning the practical implementation aspects, the complexity of the detector is similar in both SC-FDM and FBMC.This paper is part of the R+D+i project (PID2020-115323RB-C31) funded by MCIN/AEI/ 10.13039/501100011033. This work is supported by the grant from Spanish Ministry of Economic Affairs and Digital Transformation and the European union - NextGenerationEU (UNICO-5G I+D/AROMA3D-Space (TSI-063000-2021-70))Peer ReviewedPostprint (author's final draft

Reliability oriented OTFS-based LEO satellites joint transmission scheme

This paper investigates a dual satellite transmission scheme with coherent reception. The receiver has a single synchronization circuit and is locked to only one of the satellites. Beam-centric pre-compensation techniques are considered in the paper. The cooperation area in which coherent reception is feasible is characterized analytically. The application of precoding to the orthogonal time and frequency space (OTFS) waveform is considered to counteract the residual offsets, which result from the displacement of the receiver from the selected reference point. Numerical evaluations show that the dual satellite scheme improves the system spectral efficiency as well the link reliability in comparison with the single satellite transmission scheme.This paper is part of the R+D+i project (PID2020-115323RB-C31) funded by MCIN/AEI/ 10.13039/501100011033.Peer ReviewedPostprint (author's final draft

Scalable cell-free massive MIMO networks with LEO satellite support

This paper presents an integrated network architecture combining a cell-free massive multiple-input multiple-output (CF-M-MIMO) terrestrial layout with a low Earth orbit satellite segment where the scalability of the terrestrial segment is taken into account. The main purpose of such an integrated scheme is to transfer to the satellite segment those users that somehow limit the performance of the terrestrial network. Towards this end, a correspondingly scalable technique is proposed to govern the ground-to-satellite user diversion that can be tuned to different performance metrics. In particular, in this work the proposed technique is configured to result in an heuristic that improves the minimum per-user rate and the sum-rate of the overall network. Simulation results serve to identify under which conditions the satellite segment can become an attractive solution to enhance users’ performance. Generally speaking, although the availability of the satellite segment always leads to an improvement of users’ rates, it is in those cases where the terrestrial CF-M-MIMO network exhibits low densification traits that the satellite backup becomes crucial.This work was supported in part by the Agencia Estatal de Investigación, Ministerio de Ciencia e Innovación (MCIN/AEI/10.13039/501100011033) through the R+D+i Project under Grant PID2020-115323RB-C32 and Grant PID2020-115323RB-C31; and in part by the Centre Tecnológic de Telecomunicacions de Catalunya Researchers through the Grant from the Spanish Ministry of Economic Affairs and Digital Transformation and the European Union-NextGenerationEU under Grant UNICO-5G I+D/AROMA3D-Hybrid TSI-063000-2021-71.Peer ReviewedPostprint (published version

Smart beamforming for direct LEO satellite access of future IoT

Non-terrestrial networks (NTN) are expected to play a key role in extending and complementing terrestrial 5G networks in order to provide services to air, sea, and un-served or under-served areas. This paper focuses the attention on the uplink, where terminals are able to establish a direct link with the NTN at Ka-band. To reduce the collision probability when a large population of terminals is transmitting simultaneously, we propose a grant-free access scheme called resource sharing beamforming access (RSBA). We study RBSA for low Earth orbit (LEO) satellite communications with massive multiple-input multiple-output (MIMO). The idea is to benefit from the spatial diversity to decode multiple overlapped signals. We have devised a blind and open-loop beamforming technique, where neither the receiver must carry out brute-force search in azimuth and elevation, nor are the terminals required to report channel state information. Upon deriving the theoretical throughput, we show that RBSA is appropriate for grant-free access to LEO satellite, it reduces the probability of collision, and thus it increases the number of terminals that can access the media. Practical implementation aspects have been tackled, such as the estimation of the required statistics, and the determination of the number of users.This work has received funding from the ministry of Science, Innovation, and Universities under project TERESATEC2017-90093-C3-1-R (AEI/FEDER,UE) and under grant RTI2018-099841-BI00 and from the Catalan Government (2017-SGR-1479).Peer ReviewedPostprint (published version

Enhancing cell-free massive MIMO networks through LEO satellite integration

This paper proposes a hybrid network architecture combining a cell-free Massive MIMO terrestrial layout with a low Earth orbit satellite segment jointly targeting the maximization of the minimum per-user rate in the coverage area. Towards this end, an optimization framework is proposed, alongside a greedy solution, that diverts the terrestrial users experiencing poor propagation conditions to the satellite segment. Simulation results show the substantial benefits this integrated approach brings along, very specially when the terrestrial segment operates single-antenna access points or is sparsely deployed.Work supported by MINECO under project TERESA-TEC2017-90093-C3-1/3-R (AEI/FEDER,UE), Spain.Peer ReviewedPostprint (author's final draft